CSLB Law & Business ExamEmployment RequirementsEasy

A sole proprietor with no employees applies for a C-10 electrical contractor license with CSLB. Regarding workers' compensation insurance, what must the applicant do?

  1. AFile a Certificate of Exemption from workers' compensation with CSLB
  2. BPurchase a workers' compensation policy covering herself as the only worker
  3. CObtain a certificate of self-insurance approved by the Department of Insurance
  4. DNothing, since sole proprietors are automatically exempt without any filing
Show answer & explanation

Correct answer: A. File a Certificate of Exemption from workers' compensation with CSLB

A sole proprietor with no employees is not required to carry workers' compensation insurance but must file a Certificate of Exemption with CSLB certifying that they have no employees.

Why the other options are wrong

  • B. Purchasing coverage is optional for a sole proprietor with no employees, not mandatory.
  • C. Self-insurance certificates apply to employers with employees, not exempt sole proprietors.
  • D. An affirmative filing (the exemption certificate) is still required; it is not automatic.

Workers' Comp Exemption Certificate (Sole Proprietor)

A licensed sole proprietor with no employees must file a Certificate of Exemption from workers' compensation with CSLB rather than carrying a policy.

  • Filing is required even though coverage is not needed.
  • If the proprietor later hires employees, a workers' comp policy must be obtained immediately.
  • False exemption filings can result in license suspension and penalties.

Memory trick: No employees? File the exemption, don't just assume it.

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