FINRA Series 7Investment Information and Suitable RecommendationsMedium

A technician observes that ABC stock has been trading in a narrow range between $48 and $52 for several months. The technician believes the stock will remain range-bound in the near future. Which options strategy would be MOST appropriate for this outlook?

  1. AShort Straddle
  2. BLong Put
  3. CLong Straddle
  4. DLong Call
Show answer & explanation

Correct answer: A. Short Straddle

A short straddle (selling both a call and a put with the same strike price and expiration date) is a neutral strategy that profits when the underlying asset's price remains stable and experiences low volatility. The investor collects premiums if the options expire worthless.

Why the other options are wrong

  • B. A long put is a bearish strategy, expecting the stock price to fall significantly.
  • C. A long straddle profits from significant price movement (high volatility), which is contrary to the technician's outlook.
  • D. A long call is a bullish strategy, expecting the stock price to rise significantly.

Short Straddle

A short straddle is an options strategy where an investor sells both a call option and a put option on the same underlying asset, with the same strike price and expiration date. It is a neutral strategy that profits from low volatility and a stable stock price.

  • Selling both a call and a put.
  • Same strike price, same expiration.
  • Profits from low volatility and time decay.
  • Unlimited risk if stock moves significantly.

Memory trick: Short Straddle for Stable Stock, Long for Leap.

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