Exam at a glance
Questions
125
Time limit
225 min
Passing
72%
Practice bank
207 Qs
What the exam covers
- 1
Seeks Business for the Broker-Dealer
6% · 12 lessons
- 2
Opens Accounts and Evaluates Customer Profile
9% · 18 lessons
- 3
Investment Information and Suitable Recommendations
66% · 66 lessons
- 4
Processes and Confirms Transactions
19% · 41 lessons
How to prepare on Step2Study
1. Learn
Work through the Academy modules — short lessons with key facts and memory tricks.
2. Practice
Take the numbered practice tests with instant feedback, flashcards and mental maps.
3. Simulate
Sit a full timed simulation to check you are ready for exam day.