FINRA Series 7Investment Information and Suitable RecommendationsHard

An investor purchases 100 shares of ABC stock at $80 per share. Simultaneously, they purchase 1 ABC 75 Put for a premium of $4. At what stock price will the investor break even on this protective put strategy?

  1. A$76
  2. B$84
  3. C$79
  4. D$75
Show answer & explanation

Correct answer: B. $84

The breakeven point for a protective put strategy is the stock purchase price plus the premium paid for the put. In this case, $80 (stock purchase price) + $4 (put premium) = $84. At this price, the investor would recover their initial investment in the stock and the cost of the put option.

Why the other options are wrong

  • A. This is an incorrect calculation and does not represent the breakeven point.
  • C. This is an incorrect calculation; it might be mistaken for the breakeven point of a covered call.
  • D. This is the strike price of the put, which is the floor of protection, not the breakeven.

Protective Put Breakeven

The breakeven point for a protective put strategy (long stock + long put) is the price at which the investor recovers their total outlay, which includes the stock purchase price and the premium paid for the put option.

  • Strategy: Long Stock + Long Put.
  • Breakeven Formula: Stock Purchase Price + Put Premium.
  • Represents the point where total costs are recovered.
  • Below breakeven, the investor starts to lose money until the put's strike price.

Memory trick: Stock cost plus put cost equals breakeven.

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