FINRA Series 7Investment Information and Suitable RecommendationsEasy

A client purchases a municipal bond with a 4.5% coupon rate, currently trading at a yield to maturity (YTM) of 4.2%. If the bond has a par value of $1,000 and the client is in the 28% federal tax bracket and 5% state tax bracket, what is the bond's current yield?

  1. A4.74%
  2. B4.95%
  3. C4.20%
  4. D4.50%
Show answer & explanation

Correct answer: A. 4.74%

Current yield is calculated by dividing the annual interest payment by the bond's current market price. Since the YTM (4.2%) is lower than the coupon rate (4.5%), the bond must be trading at a premium. The current market price is implicitly higher than par.

Why the other options are wrong

  • B. This calculation is incorrect and does not reflect the relationship between coupon, current yield, and YTM for a bond trading at a premium.
  • C. This is the yield to maturity, not the current yield.
  • D. This is the coupon rate, not the current yield. The bond is trading at a premium, so its current yield will be lower than the coupon rate.

Current Yield (Bonds)

Current yield measures the annual income (coupon payment) an investor receives from a bond relative to its current market price. It does not consider capital gains or losses if the bond is held to maturity.

  • Calculated as Annual Interest / Current Market Price.
  • Does not account for bond's maturity or capital gains/losses.
  • Higher than YTM if bond is trading at a discount, lower if trading at a premium.

Memory trick: Coupons Pay Market Price Profit.

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