FINRA Series 7Investment Information and Suitable RecommendationsMedium

A client purchases 100 shares of XYZ stock at $60 per share and simultaneously buys 1 XYZ 55 Put for a premium of $4. What is the breakeven point for this protective put strategy?

  1. A$64
  2. B$60
  3. C$59
  4. D$55
Show answer & explanation

Correct answer: A. $64

For a protective put, the breakeven point is the stock purchase price plus the put premium paid. In this case, $60 (stock purchase price) + $4 (put premium) = $64.

Why the other options are wrong

  • B. This is the stock purchase price; the premium paid must be recovered for breakeven.
  • C. This would be the breakeven if the premium were $1.
  • D. This is the strike price of the put, which is the protection level, not the breakeven.

Protective Put Breakeven

The stock price at which an investor using a protective put strategy will incur no net gain or loss, calculated as the stock purchase price plus the put premium.

  • A protective put involves buying a put option on stock already owned.
  • It limits downside risk but also increases the total cost of the position.
  • Breakeven factors in the cost of both the stock and the put option.

Memory trick: Put Breakeven: Stock Cost + Put Cost.

More Investment Information and Suitable Recommendations questions