New York Real Estate Salesperson ExaminationFinancingEasy

A buyer has submitted a loan application for a new home. As part of the underwriting process, the lender requests a copy of the buyer's most recent tax returns and employment verification. What specific aspect of the buyer's financial health is the lender primarily trying to evaluate with these documents?

  1. ACapacity to repay the loan.
  2. BProperty appraisal and condition.
  3. CLegal title and encumbrances.
  4. DCredit history and score.
Show answer & explanation

Correct answer: A. Capacity to repay the loan.

Tax returns and employment verification are used to confirm a borrower's income, stability of employment, and overall financial capacity to make regular mortgage payments, which is a key component of the 'Capacity' in the '3 Cs of Underwriting'.

Why the other options are wrong

  • B. Property appraisal and condition are evaluated through an appraisal report, not borrower financial documents.
  • C. Legal title and encumbrances are checked through a title search, not borrower financial documents.
  • D. Credit history and score are evaluated through credit reports, not tax returns or employment verification.

Capacity to Repay

A borrower's ability to make mortgage payments, determined by their income, employment stability, and existing debts.

  • Assessed through income verification (pay stubs, tax returns).
  • Employment history and stability are crucial.
  • Debt-to-income (DTI) ratio is a key metric.

Memory trick: Capacity is about your cash flow: income in, debts out.

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