FINRA Series 7Investment Information and Suitable RecommendationsEasy

A client owns a variable life insurance policy. Which of the following statements regarding the policy's cash value is MOST accurate?

  1. AThe cash value is always equal to the policy's face amount.
  2. BThe cash value fluctuates based on the performance of the separate account.
  3. CThe cash value can only be accessed upon the death of the insured.
  4. DThe cash value is guaranteed to grow at a fixed rate.
Show answer & explanation

Correct answer: B. The cash value fluctuates based on the performance of the separate account.

Variable life insurance policies invest their cash value in a separate account, which consists of various investment sub-accounts. The cash value's growth and value are directly tied to the performance of these underlying investments, meaning it can fluctuate.

Why the other options are wrong

  • A. Incorrect. The cash value is typically much lower than the face amount, especially in earlier years, and can fluctuate.
  • C. Incorrect. Cash value can be accessed through loans or withdrawals during the insured's lifetime.
  • D. Incorrect. This describes whole life insurance, not variable life.

Variable Life Insurance Cash Value

The cash value of a variable life insurance policy is held in a separate account and fluctuates based on the performance of the underlying investment options chosen by the policyholder.

  • Tied to separate account performance (no guarantees).
  • Policyholder chooses investment sub-accounts.
  • Can be accessed via loans or withdrawals.
  • Offers potential for greater cash value growth but also investment risk.

Memory trick: Variable Life: Values Vary with Investments, Vital for protection.

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