Securities Industry Essentials (SIE) ExamKnowledge of Capital MarketsMedium

A publicly traded company has announced its intention to pay a cash dividend. For an investor to be eligible to receive this dividend, they must purchase the stock before which of the following dates?

  1. ADeclaration Date
  2. BPayment Date
  3. CEx-Dividend Date
  4. DRecord Date
Show answer & explanation

Correct answer: C. Ex-Dividend Date

To receive a dividend, an investor must purchase the stock before the ex-dividend date. On or after the ex-dividend date, the stock trades without the dividend attached.

Why the other options are wrong

  • A. The declaration date is when the board announces the dividend, but isn't the cutoff for buyers.
  • B. The payment date is when the dividend is actually paid out, after eligibility is determined.
  • D. The record date is the date on which shareholders must be recorded as owners to receive the dividend; purchases must settle before this.

Ex-Dividend Date

The ex-dividend date is the first date on which a stock trades without the right to the next dividend payment.

  • Typically one business day before the record date.
  • If you buy on or after this date, you do not receive the dividend.
  • The stock price usually drops by the dividend amount on this date.

Memory trick: Ex-Dividend: 'Exclude' yourself if you buy on this day.

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