Exam at a glance
Questions
75
Time limit
105 min
Passing
A score of 70% or higher is required to pass the SIE Exam.
Practice bank
200 Qs
What the exam covers
- 1
Knowledge of Capital Markets
16% · 30 lessons
- 2
Understanding Products and Their Risks
20% · 33 lessons
- 3
Understanding Trading, Customer Accounts, and Prohibited Activities
26% · 25 lessons
- 4
Overview of Regulatory Framework
38% · 47 lessons
How to prepare on Step2Study
1. Learn
Work through the Academy modules — short lessons with key facts and memory tricks.
2. Practice
Take the numbered practice tests with instant feedback, flashcards and mental maps.
3. Simulate
Sit a full timed simulation to check you are ready for exam day.