CPA Exam - FAR (Financial Accounting and Reporting)Financial ReportingMedium

A company is preparing its financial statements and needs to classify an investment in another company's equity securities. The company owns 15% of the investee's outstanding common stock and can exert significant influence over the investee's operating and financial policies. How should this investment be accounted for?

  1. AConsolidation Method
  2. BFair Value Method (FV-OCI)
  3. CFair Value Method (FV-NI)
  4. DEquity Method
Show answer & explanation

Correct answer: D. Equity Method

When an investor holds between 20% and 50% of an investee's voting stock, or demonstrates significant influence with less than 20% ownership, the equity method of accounting is generally required. The scenario explicitly states significant influence.

Why the other options are wrong

  • A. Consolidation is used when the investor has control, typically over 50% ownership.
  • B. FV-OCI is used for certain equity investments where there is no significant influence and the election is made.
  • C. FV-NI is used when there is no significant influence and the investment is not designated as FV-OCI.

Equity Method of Accounting

The equity method is used when an investor has significant influence over an investee's operating and financial policies, typically with 20-50% ownership, or demonstrated influence at lower percentages.

  • Investor records its share of investee's net income as investment income.
  • Dividends received from investee reduce the investment account, not income.
  • Investment is initially recorded at cost and adjusted for income/losses and dividends.

Memory trick: Influence determines the method, control means consolidation.

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