Life & Health Insurance Exam (National Portion)Life InsuranceMedium

A business wants to offer a retirement plan that allows employees to contribute a portion of their salary on a pre-tax basis, with employer matching contributions, and investment options chosen by the employee. What type of plan is this most likely to be?

  1. ADefined Benefit Pension Plan
  2. BNon-Qualified Executive Bonus Plan
  3. CSimplified Employee Pension (SEP) IRA
  4. D401(k) Plan
Show answer & explanation

Correct answer: D. 401(k) Plan

A 401(k) plan is a common employer-sponsored retirement plan that allows employees to make pre-tax contributions, often includes employer matching, and offers various investment options.

Why the other options are wrong

  • A. Defined Benefit plans promise a specific future payout and do not involve employee contributions or investment choice.
  • B. Executive Bonus Plans are non-qualified and typically involve employer-paid premiums for life insurance, not a retirement savings plan with employee contributions.
  • C. SEP IRAs are primarily funded by employer contributions, with no employee salary deferral option.

401(k) Plan

An employer-sponsored qualified retirement plan allowing employees to make pre-tax contributions, often matched by the employer, with tax-deferred growth.

  • Employee salary deferrals (pre-tax)
  • Employer matching contributions common
  • Investment choice by employee

Memory trick: These plans are like different gears in a retirement engine; the 401(k) is the most common, versatile gear.

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