Florida Real Estate Sales Associate Examination Content OutlineReal Estate Brokerage Activities and ProceduresEasy

A licensed real estate sales associate in Florida is accused of a minor infraction of license law, specifically failing to notify the Department of Business and Professional Regulation (DBPR) of a change of mailing address within the required timeframe. Which of the following disciplinary actions is the Florida Real Estate Commission (FREC) most likely to impose for a first offense of this nature?

  1. ASuspension of license for a period not exceeding one year.
  2. BA fine of $1,000 and mandatory attendance at an ethics course.
  3. CRevocation of license.
  4. DIssuance of a Notice of Noncompliance.
Show answer & explanation

Correct answer: D. Issuance of a Notice of Noncompliance.

For minor, first-time violations of rules that do not endanger the public, FREC often issues a Notice of Noncompliance, which is a warning that allows the licensee to correct the issue without further penalty.

Why the other options are wrong

  • A. Suspension is typically for more serious violations or repeated offenses.
  • B. While fines can be imposed, for a first-time address change notification, a Notice of Noncompliance is a more common initial step.
  • C. Revocation is the most severe penalty, reserved for egregious misconduct.

Notice of Noncompliance

A warning issued by FREC for a minor, first-time violation of a rule that does not significantly harm the public, allowing the licensee to correct the issue.

  • Issued for minor infractions.
  • First-time offense.
  • Allows for correction within 15 days.
  • Not considered a disciplinary action if corrected.

Memory trick: Minor slips get a warning clip!

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