California Life-Only & Accident and Health AgentCalifornia Law - Life and Accident & HealthMedium

A policyowner wishes to replace their existing life insurance policy with a new one. Under California regulations, which of the following is a primary responsibility of the replacing insurer?

  1. ATo advise the applicant to lapse the existing policy immediately upon application for the new policy.
  2. BTo notify the existing insurer of the proposed replacement within 3 business days of receiving the application.
  3. CTo waive all underwriting requirements for the new policy to facilitate the replacement.
  4. DTo provide the applicant with a comparative information form outlining the differences between the policies.
Show answer & explanation

Correct answer: B. To notify the existing insurer of the proposed replacement within 3 business days of receiving the application.

California regulations require the replacing insurer to notify the existing insurer of the proposed replacement. This notification must occur within 3 business days of receiving the completed application and a copy of the replacement notice.

Why the other options are wrong

  • A. Advising immediate lapse is unethical and detrimental to the client, as they could be uninsured.
  • C. Waiving underwriting is not a standard practice for replacement and could expose the insurer to undue risk.
  • D. While important, providing a comparative form is primarily the responsibility of the agent/producer, though the insurer facilitates it.

Life Insurance Replacement (CA)

When replacing an existing life insurance policy in California, the replacing insurer must notify the existing insurer within 3 business days of application receipt.

  • Protects consumers from detrimental replacements.
  • Involves detailed disclosure requirements for agents and insurers.
  • Existing insurer can provide information to policyowner.

Memory trick: Replacement is a cycle of notifications and timing.

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