CFA Level II ExamFixed IncomeMedium

A portfolio manager is constructing a portfolio of fixed-income securities and is keen on understanding the impact of interest rate changes on bond prices. The manager is particularly interested in a bond's convexity. Which of the following statements about convexity is most accurate?

  1. ACallable bonds exhibit positive convexity when interest rates are low, leading to larger price increases.
  2. BConvexity is a linear measure of a bond's price sensitivity to interest rate changes.
  3. CFor option-free bonds, convexity is always positive, meaning price sensitivity decreases as yields rise.
  4. DConvexity is less important for bonds with embedded options than for option-free bonds.
Show answer & explanation

Correct answer: C. For option-free bonds, convexity is always positive, meaning price sensitivity decreases as yields rise.

For option-free bonds, convexity is always positive. This means that as yields fall, the bond's price increases at an increasing rate, and as yields rise, the bond's price decreases at a decreasing rate. This positive convexity is generally beneficial to investors.

Why the other options are wrong

  • A. Callable bonds exhibit negative convexity when interest rates are low because the call option becomes more valuable, limiting upside price potential as rates fall.
  • B. Convexity is a non-linear, second-order measure of price sensitivity, correcting for the linear approximation of duration.
  • D. Convexity is even more crucial for bonds with embedded options, as their price-yield relationship can be highly non-linear and even negatively convex.

Convexity of Bonds

Convexity measures the curvature of a bond's price-yield relationship, providing a more accurate estimate of price changes than duration alone, especially for large yield changes.

  • It is a second-order measure.
  • Option-free bonds typically have positive convexity.
  • Callable bonds can exhibit negative convexity.

Memory trick: Convexity curves the duration, making it more precise.

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