Florida 2-15 Life, Health and Variable Annuity AgentGeneral Knowledge of Life InsuranceMedium

A small business owner wants to provide a retirement plan for their employees. They are looking for a plan that is relatively simple to administer, allows for tax-deductible contributions, and is particularly suitable for small employers. Which of the following qualified plans would best meet these criteria?

  1. A401(k) Plan
  2. BSection 403(b) Plan
  3. CDefined Benefit Plan
  4. DSimplified Employee Pension (SEP) IRA
Show answer & explanation

Correct answer: D. Simplified Employee Pension (SEP) IRA

A SEP IRA is a qualified plan specifically designed for small employers and self-employed individuals. It is simple to set up and administer compared to 401(k)s or defined benefit plans, and contributions are tax-deductible.

Why the other options are wrong

  • A. While a 401(k) is a popular qualified plan, it typically involves more complex administration than a SEP IRA, especially for very small businesses.
  • B. Section 403(b) plans are specifically for employees of public schools and certain tax-exempt organizations, not general small businesses.
  • C. Defined Benefit Plans are complex and expensive to administer, involving actuarial calculations, and are generally not considered 'simple' for small employers.

Simplified Employee Pension (SEP) IRA

A qualified retirement plan designed for small businesses and self-employed individuals, characterized by its simplicity of administration and tax-deductible employer contributions.

  • Employer-funded only (no employee contributions)
  • Contributions are tax-deductible for the employer
  • High contribution limits, similar to 401(k)s
  • Easy to set up and maintain

Memory trick: Small business, big retirement dreams, simple 'SEP' helps.

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