Florida 2-15 Life, Health and Variable Annuity AgentGeneral Knowledge of Life InsuranceHard

A 55-year-old client has a substantial amount in a traditional IRA. They need to withdraw $15,000 to cover qualified higher education expenses for their child. How will this withdrawal be treated for tax purposes?

  1. AThe withdrawal will be completely tax-free and penalty-free.
  2. BThe entire $15,000 will be subject to ordinary income tax and a 10% early withdrawal penalty.
  3. CThe withdrawal will be tax-free, but still subject to the 10% early withdrawal penalty.
  4. DThe entire $15,000 will be subject to ordinary income tax, but the 10% early withdrawal penalty will be waived.
Show answer & explanation

Correct answer: D. The entire $15,000 will be subject to ordinary income tax, but the 10% early withdrawal penalty will be waived.

Withdrawals from a Traditional IRA are generally subject to ordinary income tax. However, if the withdrawal is used for qualified higher education expenses, the 10% early withdrawal penalty (which normally applies to withdrawals before age 59½) is waived. The amount is still reported as taxable income.

Why the other options are wrong

  • A. Traditional IRA withdrawals are rarely completely tax-free; they are almost always subject to ordinary income tax unless they are a return of non-deductible contributions.
  • B. The 10% penalty is waived for qualified higher education expenses.
  • C. Traditional IRA withdrawals are generally taxable income, even if penalty-free.

Traditional IRA Early Withdrawal for Higher Ed

Withdrawals from a Traditional IRA before age 59½ used for qualified higher education expenses are subject to ordinary income tax but are exempt from the 10% early withdrawal penalty.

  • Applies to Traditional IRAs
  • Must be used for 'qualified higher education expenses'
  • Withdrawals are taxable as ordinary income
  • 10% early withdrawal penalty is WAIVED
  • Can be for the account holder, spouse, children, or grandchildren

Memory trick: Higher Ed: Pay the tax, but the penalty is fled.

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