Florida 2-15 Life, Health and Variable Annuity AgentGeneral Knowledge of Life InsuranceHard

A client is 55 years old and has contributed to a traditional IRA for many years. They are considering an early withdrawal to cover a significant medical expense. What is the tax implication of this withdrawal?

  1. AOnly the earnings portion of the withdrawal will be subject to tax and penalty.
  2. BThe withdrawal will be subject to ordinary income tax but no penalty.
  3. CThe withdrawal will be tax-free and penalty-free.
  4. DThe withdrawal will be subject to ordinary income tax and a 10% early withdrawal penalty.
Show answer & explanation

Correct answer: B. The withdrawal will be subject to ordinary income tax but no penalty.

Withdrawals from a traditional IRA before age 59½ are generally subject to ordinary income tax and a 10% early withdrawal penalty. However, there is an exception to the 10% penalty for withdrawals used to pay unreimbursed medical expenses exceeding 7.5% of adjusted gross income, but the withdrawal is still subject to ordinary income tax.

Why the other options are wrong

  • A. For a Traditional IRA, the entire withdrawal is generally considered pre-tax money and thus fully taxable unless non-deductible contributions were made, which isn't specified here.
  • C. Traditional IRA withdrawals are generally taxable, and while there's a penalty exception, they are not tax-free.
  • D. This would be true if the withdrawal didn't meet a penalty exception; however, significant medical expenses are a recognized exception to the 10% penalty.

Traditional IRA Early Withdrawal for Medical Expenses

Withdrawals from a Traditional IRA before age 59½ for unreimbursed medical expenses exceeding 7.5% (or 10% in some years) of adjusted gross income are exempt from the 10% early withdrawal penalty, but the withdrawn amount remains subject to ordinary income tax.

  • Before age 59½.
  • Exempt from 10% early withdrawal penalty.
  • Still subject to ordinary income tax.
  • Medical expenses must exceed a percentage of AGI.

Memory trick: Early IRA: Taxed, and usually PENALTY, but MED bills get a PASS.

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