CFA Level IEquity InvestmentsMedium

A market is found to be weak-form efficient based on empirical tests. Which of the following statements is most accurate regarding this finding?

  1. AStock prices instantly and fully reflect all publicly available information
  2. BInsider information cannot be used to earn abnormal trading profits
  3. CFundamental analysis of financial statements cannot generate abnormal returns
  4. DTechnical analysis based on past price and volume data should not generate consistent abnormal returns
Show answer & explanation

Correct answer: D. Technical analysis based on past price and volume data should not generate consistent abnormal returns

Weak-form efficiency states that current prices fully reflect all past market data, including historical prices and trading volume. This implies that technical analysis, which relies on past price/volume patterns, cannot consistently generate abnormal returns, but it says nothing about fundamental or private information.

Why the other options are wrong

  • A. This overstates weak-form efficiency, which only pertains to historical market data, not all public information.
  • B. This describes strong-form efficiency, which concerns private/insider information.
  • C. This describes semi-strong-form efficiency, which concerns public information including fundamentals.

Weak-form market efficiency

A market condition where security prices fully reflect all past trading information (prices and volume), implying technical analysis cannot generate abnormal returns.

  • Weak form: past prices/volume already reflected
  • Semi-strong form: all public information reflected
  • Strong form: all information, public and private, reflected

Memory trick: Weak beats charts, semi-strong beats news, strong beats even secrets.

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