Exam at a glance
Questions
60
Time limit
75 min
Passing
72% (43 of 60)
Practice bank
200 Qs
What the exam covers
- 1
Regulation of Investment Advisers and IARs
15% · 29 lessons
- 2
Regulation of Broker-Dealers and Agents
30% · 52 lessons
- 3
Regulation of Securities and Issuers
10% · 20 lessons
- 4
Remedies and Administrative Provisions
10% · 20 lessons
- 5
Communication with Customers and Prospects
15% · 25 lessons
- 6
Ethical Practices and Obligations
20% · 28 lessons
How to prepare on Step2Study
1. Learn
Work through the Academy modules — short lessons with key facts and memory tricks.
2. Practice
Take the numbered practice tests with instant feedback, flashcards and mental maps.
3. Simulate
Sit a full timed simulation to check you are ready for exam day.