Exam at a glance
Questions
50
Time limit
90 min
Passing
70% or higher
Practice bank
243 Qs
What the exam covers
- 1
Regulatory Fundamentals and General Product Knowledge
20% · 35 lessons
- 2
Opening and Maintaining Customer Accounts and Investment Recommendations
26% · 75 lessons
- 3
Processing Customer Orders and Transactions
18% · 26 lessons
- 4
Professional Conduct and Ethical Considerations
36% · 61 lessons
How to prepare on Step2Study
1. Learn
Work through the Academy modules — short lessons with key facts and memory tricks.
2. Practice
Take the numbered practice tests with instant feedback, flashcards and mental maps.
3. Simulate
Sit a full timed simulation to check you are ready for exam day.